Offerte di lavoro: Compliance Specialist a Milano. Complete risk assessments for financial institutions, and evaluate adequacy of technical and logical security controls, and business continuity plans. Developed and maintained an effective compliance training program. She has the skills and abilities necessary to develop and implement policies, procedures and programs that will ensure compliance with existing regulations and best practices. Assessed and evaluated the facility's policies, programs, and services in accordance with CMS regulatory standards. Maintain all records required by Federal Regulations. He/she must make sure that the business activities of the organization are carried out within a regulatory framework. Identify emerging compliance concerns and regulatory changes; work with outside counsel and trade group lobbyists. Coordinated file verification findings with team managers to review and ensure corrections to meet compliance requirements. Investigation of compliance procedures and necessary follow-up action. Two years proven training delivery & design experience, ... Banking or securities experience, but open to corporate work experience or equivalent knowledge and skills Compliance experience within financial institutions or non-financial institutions Scanned files, saved and named documents, and uploaded files to the electronic record management system by individual. Monitored and review transactions in order investigate potential suspicious activity relating to movements of customer funds via wire transfers. Regulatory Agencies. Partner with internal training department to ensure the appropriate administration of required compliance programs. Monitored access to electronic medical records system, reviewing system access audit logs and reviews. Audit 20% of client medical records each month, present outcome and reporting to management. Collaborated with various business units and functional areas regarding Regulatory findings for corrective action and meeting compliance needs. Conduct safety compliance reviews on motor carriers to determine compliance with the motor carrier safety and hazardous material regulations. Analyzed and administered all compliance requirements. They should also have confidence and resilience when faced with tough situations and dealing with audit reports. Conducted compliance reviews of marketing and advertising material to ensure material comply with current Federal and State US Banking regulations. Assist in managing various projects toward meeting regulatory and compliance requirements. Developed Bank Secrecy Act and Fair Lending risk assessments and audit programs. Develop risk management strategies and processes. Initiate Corrective Actions (Non-Conformance) and follow through with root cause analysis and appropriate corrective/preventive action and documentation. Researched corporate and public corporate information to ensure USA Patriot Act and core Compliance policies are met. Trained in use of computer software: Word, Excel, and PowerPoint. Critical/analytical thinking is important for auditors as they are required for analyzing data and offering more strategic input. Observed employee work practices and evaluated details of scheduled projects in order to comply with OSHA standards. Conducted daily initial review of patient records to evaluate coding and documentation to ensure compliance. Reported and consolidated company financial performance and maintained compliance with federal, state and company policies, procedures and regulations. Research and communicate findings to both technical and non-technical business partners and regulatory agencies. Established quality manual to reflect changes to AS9100 Standard and implemented SharePoint database for retrieval and storage. states that the skills needed to succeed as a compliance officer are both broadening and deepening besides their traditional roles and responsibilities. Supervised compliance internally and externally with state or federal agencies. Provided Counseling and recommendations for the adequacy of Investigation Reports related to Critical Complaints. Reviewed foreclosure files to ensure compliance to local, state, and federal laws. ReachOut is a web and mobile solution for companies to schedule, dispatch and deliver inspections, work orders, ticketing and more. Developed and maintained ITAR/EAR-compliant company intranet web sites using Microsoft Office SharePoint Server (MOSS 07) front end. Assisted in investigation of compliance issues by identifying and implementing process improvement activities. Provided quality assurance for compliance metrics and scorecards submitted to regulatory agencies. Developed and authored Investigation Reports (IR) including CAPA recommendations and implementation strategy. Conducted successful and profitable Rule 3012 and anti-money laundering examinations of broker-dealers. Identified process improvements, updated departmental procedures/processes and communicated those changes to staff. Manage resolution of compliance activities. Tracked pending litigation, recommended and negotiated settlements with opposing counsel. Support internal teams to adhere to regulatory and compliance requirements. Assisted in the Development of training materials, recommended controls and monitored enhancements for a proactive approach to compliance. Prepared & updated spreadsheets tracking Vendor Compliance information needed to meet CMS regulatory requirements. 3,813 HR Compliance Specialist jobs available on Participated and supported Regulatory FDA inspections and corporate audits. Review and address compliance issues recording resolved matters readily available for presentation. Participated in internal and external audits of the Quality Management System. Consulted with management on the application of the Bank Secrecy Act, US Patriot Act, and Anti-Money Laundering guidelines. Researched federal and state legislative and regulatory changes to identify potential impacts to business products and process. Prepared PowerPoint presentations for education and training in Market Conduct and Compliance Programs. Determine jurisdictional applicability of pipeline systems through detailed class location studies and HCA analysis. Provide continuous counsel in relation to all Motorola corporate activities and subsidiaries. Supported the origination team in due diligence of investment opportunities and prospective investment clients within different sectors. Review ongoing unplanned deviations to determine adequacy of the investigation and proposed corrective/preventive actions (CAPA). Developed ingredient statements and ensures products meet appropriate FDA guidelines. Advise and consult contractors on implementation of OSHA, EPA, HSE policies throughout the Eagle Ford area in Texas. Provided resource assistance to staff with regards to location of deficient parts in the medical records when necessary. Reviewed and approved application and supporting accreditation documentation required for renewal as a Housing Counseling Agency before submission to HUD. Serve as point of contact for internal and external reviews to include financial documentation, medication administration and EHR clinical documentation. Moltissimi esempi di frasi con "compliance specialist" – Dizionario italiano-inglese e motore di ricerca per milioni di traduzioni in italiano. Maintained awareness of BSA/AML related regulations, advisories, trends, web sites and articles related to money laundering. Conducted analysis and implemented necessary regulatory changes based on Anti-Money laundering reviews and OFAC guidelines. Tracked records by communicating frequently with receiving agency to ensure optimal customer service and continuity of care. Here's how Regulatory Agencies is used in Compliance Specialist jobs: Developed incident tracking logs, facilitating the completion of requests, inquiries, and investigations by internal departments and regulatory agencies. Draft and update compliance policies and procedures, advisory agreements and other contracts. Support Government Services Compliance in coordinating examinations and reviews conducted by regulatory agencies. Prepared monthly compliance alert of regulatory changes. Internal Audit. Coordinate with the office computer technician on all matters affecting EDMS (Electronic Document Management System) operations. Coordinate record keeping and reporting of personal securities transactions to ensure compliance with Federal requirements. Maintained compliance database, coordinated compliance requirements and completed quarterly reports. Performed operational, financial, regulatory and compliance audits. Develop and/or review regulatory documents to ensure submissions are consistent with company policies, procedures, and practices. Constructed training materials and graphical analyses. Mitigated risk by engaging compliance partners to conduct compliance risk assessments and control enhancements for escalated issues. Assist Adult/Child day programs in keeping their medical records compliant for audits. Oversee client duties/ responsibilities to help ensure compliance with individual state licensing regulations. Breaking down the. Created programs for reimbursement, medical records and coding compliance monitoring for physician offices and ambulatory centers. Assist in preparation of training materials/handouts, employee presentations/briefings, compliance manuals/memos, and operating procedures. Verified client information to meet program objectives and federal regulations. Identify and execute ways to reduce unnecessary testing expenses while ensuring complete compliance with federal and state regulations. Review documentation for new accounts to verify compliance with Trust Policy, Bank Secrecy Act and other applicable laws. Supported Compliance Officer in oversight of Anti-Money Laundering program globally (over 40 operations). 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